Have you filed your Statement Regarding Independent Public Accountant form?
This year, the SEC is requiring every Broker/Dealer to file form Statement Regarding Independent Public Accountant under Rule 17a-5(f)(2). Continuing…
Author: Lori Brown (page 4)
BAI at the National Advanced Accounting & Auditing Technical Symposium (NAAATS)
Ali Nejad (senior auditor) attended the 2014 NAAATS in Las Vegas from July 10th – 11th. BAI has continuously attended…
20th Annual Management Retreat
BAI hosted its 2014 Annual Management Retreat from May 20th-23rd in the same city in which it hosted its 1st…
BAI at the Practitioners Symposium and Tech Conference
Kevin Breard and Vince Alvarez attended the 2014 AICPA Practitioners Symposium and Tech Conference in Las Vegas from June 9th…
2013 Corporate and Individual Tax Organizers
Tax season is approaching! We have added for your convenience our 2013 Individual Tax Organizer and 2013 Corporate Tax Organizer. You just simply…
2013 Red Flag Seminar
Our seminar is coming up soon! This year the theme is Red Flag Seminar. The seminar will touch upon subjects…
New Custody Rule
Learn more about the New Custody Form for Broker/Dealers effective December 31, 2013. New Custody Rule
CSUN’s Meet the Firms Event
BAI was represented at this fall’s 2013 CSUN’s Meet the Firms event, held at the Odyssey Restaurant in Granada…
Francisco Vasquez joins BAI!
Francisco “Cisco” Vasquez joins the BAI family. Cisco comes to our firm as a Cum Laude graduate from California State…
BAI Grows & Grows
It has been seven (7) years and BAI has done it again. We have outgrown our current office space. We will be…