Have you filed your Statement Regarding Independent Public Accountant form?

This year, the SEC is requiring every Broker/Dealer to file form Statement Regarding Independent Public Accountant under Rule 17a-5(f)(2).

Continuing BAI clients can expect a copy of this form in their engagement package. Please email Lori Brown at lgbrown@baicpa.com if you need an additional copy.  

Prospective clients are welcomed to call us at (800) 848-0008 with any questions regarding the new requirement.