2013 Red Flag Seminar
Sorry! Looks like the event has ended! Check our news and events page to see what you missed!
CRITICAL INFORMATION YOU WON’T WANT TO MISS!
Financial professionals are invited to attend our FREE half day seminar on critical issues affecting broker/dealers, registered investment advisors and wealth managers.
Help your firm survive and thrive by learning what you’ll need to know about:
- Red Flag rules effective November 2013
- Hot FINRA topics
- Fiduciary responsibility
- Private placement rules
- Custody rules
The seminar will be live at the Grand Hyatt New York on Grand Central and streamed online.
Click here to meet our speakers.
Sponsored by:
