2013 Red Flag Seminar






 

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CRITICAL INFORMATION YOU WON’T WANT TO MISS!

Financial professionals are invited to attend our FREE half day seminar on critical issues affecting broker/dealers, registered investment advisors and wealth managers.  

Help your firm survive and thrive by learning what you’ll need to know about:  

  • Red Flag rules effective November 2013
  • Hot FINRA topics
  • Fiduciary responsibility
  • Private placement rules
  • Custody rules

The seminar will be live at the Grand Hyatt New York on Grand Central and streamed online.  

Click here to meet our speakers.

See the agenda for the event

 

Sponsored by: