Rebroadcast of our 2015 Hot Topic Seminar

Back by popular demand is a rebroadcast of our standing room only 2015 Seminar.

  • Hot Topics in Broker-Dealer Audits
  • Insider Trading after the Newman Decision
  • The SEC’s Proposed Changes to Form ADV
  • Pitfalls of Trading Private Company Shares
  • Cybersecurity

Date: Wednesday, March 2, 2016

Time: 9:00 a.m. – 11:30 a.m. (pst)

To register please click here

Please Note: You must have audio capabilities on your computer to participate in this webinar.