Back by popular demand is a rebroadcast of our standing room only 2015 Seminar.
- Hot Topics in Broker-Dealer Audits
- Insider Trading after the Newman Decision
- The SEC’s Proposed Changes to Form ADV
- Pitfalls of Trading Private Company Shares
Date: Wednesday, March 2, 2016
Time: 9:00 a.m. – 11:30 a.m. (pst)
To register please click here
Please Note: You must have audio capabilities on your computer to participate in this webinar.