FINRA Supplemental Statement of Income (SSOI)
Learn more about the new required statement and download the FINRA SSOI form here: FINRA SSOI
Author: Vince Alvarez
Calling All Regional Centers
The programs supported by Regional Centers must undergo an audit if their revenues are over $250,000-$500,000. Not sure if this applies…
BAI 18th Annual Management Retreat
We had our 18th annual management retreat at the beautiful Mandalay Bay Embassy Suites in Oxnard, CA. Here is the…
“Big Fighters, Big Cause” Charity Event
BAI was invited to attend the Big Fighters, Big Cause event hosted by Sugar Ray Leonard on May 22, 2012.…
BAI to Attend 2012 the CA Accounting & Business Show
The 2012 California Accounting and Business Show is coming up on June 4-5, 2012. BAI sends a couple of our…
CSUN Accounting and IT Banquet
This year the California State University, Northridge (CSUN) Awards Banquet took place on Monday, May 1, 2012 at Castaway in…
Welcome Nancy Enriquez!
BAI has a history of hiring the best and brightest interns from the firm’s alma mater, California State University, Northridge…
Electronic Filing of Audit Reports
To our Broker/Dealer Clients: Earlier this month, FINRA issued Regulatory Notice 11-46 regarding the filing of annual audit reports. The…
2011 Seminar
In November of 2011 BAI hosted 3 seminars on topics ranging from cyber liability, online marketing, tax updates for individuals…
Happy Veterans Day
Breard and Associates, Inc. would like to recognize and thank those who are and were in harm’s way for our…