Big News! The SEC has issued a notice authorizing broker-dealers to file their annual audit reports electronically through the Commission's Electronic Data Gathering, Analysis and Retrieval (“EDGAR”) System. For steps on filing please see the Resources tab.
“When we give cheerfully and accept gratefully, everyone is blessed.” - Maya Angelou
As the Holiday season approaches, BAI wanted to show its appreciation to the surrounding community by donating a few hours of their weekend to less fortunate families.
On Saturday December 5th, several of the BAI-staffers were in attendance to support the 2015 MEND (Meet Each Need with Dignity) Christmas...
What started as a lowly attended seminar 5 years ago, has become a highly anticipated event by the Securities Industry. With only standing room available at the Day Pitney Event Room in New York, over 40 attendees had the pleasure of experiencing the "2015: Broker-Dealer and Investment Adviser Hot Topics" seminar on November 9, 2015.
The panel of knowledgeable and experienced attorneys, accountants,...
The opportunity to find the next BAI superstar presents itself every semester at the CSUN Meet the Firms event! The Fall 2015 semester was no different as BAI once again had a recruiting table at The Odyssey Restaurant on September 24, 2015.
Ali, Karen, Cisco, Vaheh, and Nancy (not pictured) were in attendance to recruit the next BAI intern and there were plenty of resumes to choose from. The CSUN...
BAI is proud to support the Blind Children's Center Fall Golf Classic by sponsoring the 18th Tee Sign! The event took place on October 15, 2015 at the Brookside Golf Club in Pasadena.
The proceeds of the event will provide specialized educational program and services for children who are blind or severely visually impaired from birth through second grade.
We hope that the BAI sponsored hole...
The Porter Valley Country Club was the venue for the successful tennis fundraiser hosted by the D-1 CSUN Women's Tennis Team on Saturday, September 19, 2015.
Country club members and CSUN players teamed up for rounds of doubles in the sweltering temperatures of the San Fernando Valley. Scout Shutter, a 5'7" sophomore hailing from Kailua, Hawaii, teamed up with longtime club member and CSUN supporter,...
We will be co-hosting our annual B/D Compliance Seminar.
Time: 8:00 a.m. - 11:00 a.m.
Date: Thursday, November 5, 2015
Location: Time Square Tower
New York, NY
Professor Breard was invited to participate in the schools Professor for a Day program at Cal State Northridge! Kevin presided over Thursday morning's (9/10/15) Acct 220-Financial Accounting class.
Opting not to open with a pop quiz sat well with the students in the class and Kevin was able to sway the room in his favor. Discussion points included:
Personal and professional background
BAI...
With the dog days of summer nearly over, the silver lining to surviving the LA heat is the impending football season!
Keeping with BAI tradition, firm members are invited to enjoy the NFL season kickoff at Black Angus where the New England Patriots will battle the Pittsburgh Steelers. With all the makings of a dramatic game, the BAI staff looks forward to enjoying a spirited affair with a few cocktails...
The 2015 CSUN Distinguished Alumni Awards Gala was held on April 18th at the Four Seasons Hotel in Westlake Village, CA, and BAI was once again in attendance! The CSUN Alumni Association holds the event annually in recognition of alumni who have used their degrees to become leaders, influencers, and innovators in various professional sectors.
As a Bronze Sponsor to the event, BAI has supported the efforts...